Large Fund Lineups Beware

On May 7, 2012, the Department of Labor issued a Field Assistance Bulletin 2012-02. The purpose of this bulletin was to clarify the disclosure requirements surrounding the 408(b)(2) and the 404(a)(5) legislation. As part of that Bulletin, the DOL took a controversial position on Qualified Retirement plans that offer self-directed brokerage windows and excessively large fund lineups. ┬áRead More…

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