FACTS

WHAT DOES LAMCO ADVISORY SERVICES DO WITH YOUR PERSONAL INFORMATION?

WHY? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

WHAT? The types of personal information we collect and share depend on the services we provide to you. This information can include:

  • Social Security number and Driver’s License Number
  • Assets
  • Income
  • Employment Information
  • Investment Objectives and Experience
  • Account Transactions

When you are no longer our customer, we continue to share your information as described in this notice.

HOW? All financial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients’ personal information; the reasons LAMCO chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

Does RIA share?

Can you limit this sharing?

For our everyday business purposes—such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

No

For our marketing purposes—to offer our products and services to you

Yes

No

For joint marketing with other financial companies

No

We don’t share

For our affiliates’ everyday business purposes—information about your transactions and experiences

Yes

No

For our affiliates’ everyday business purposes—information about your creditworthiness

No

We don’t share

For our affiliates to market to you

No

We don’t share

For non-affiliates to market to you

No

We don’t share

Questions? Call 407-585-1160 or go to www.lamcoadvisoryservices.com

Who We Are?

Who is providing this notice? LAMCO Advisory Services, Inc.

What We Do?

How does LAMCO protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does LAMCO collect my personal information?

We collect your personal information, for example, when you:

  • seek investment advice or open accounts
  • make securities trades or make withdrawals and deposits
  • enter into an advisory agreement

Why can’t I limit all sharing?

Federal law gives you the right to limit only:

  • sharing for affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates: Companies related by common ownership or control. They can be financial and non-financial companies.

LAMCO Advisory Services, Inc. affiliates include: The LAMCO Group, Inc.

Non-affiliates: Companies not related by common ownership or control. They can be financial and non-financial companies.

  • LAMCO limits its sharing with non-affiliates to information necessary to run its everyday business. It does not share personal information with non-affiliates to market to you.

Joint marketing: A formal agreement between non-affiliated financial companies that together market financial products or services to you.

  • LAMCO does not have any joint marketing agreements with any non-affiliated financial companies.

Other Important Information

This notice will be provided to all clients upon their initial engagement with LAMCO and on an annual basis thereafter. This notice replaces all previous notices of our consumer policy, and may be amended at any time. LAMCO will keep you informed of changes or amendments as required by law. If at any time, LAMCO shares information then an “opt out clause” will be provided along with this notice to provide an option to limit sharing if possible.